The U.S. Securities and Exchange Commission fined two broker-dealers a total of $4.65 million for submitting deficient blue sheet data, according to a news release. St. Louis-based Stifel, Nicolaus & ...
The U.S. Securities and Exchange Commission is expected to request access to mobile brokerage firm Robinhood’s “blue sheets” in the coming days as part of its review of unprecedented volatility in ...
If you purchase an independently reviewed product or service through a link on our website, Rolling Stone may receive an affiliate commission. Navy blue sheets are now a well-documented red flag (no ...
Sept. 22 (UPI) --The Securities and Exchange Commission announced Friday that it has fined financial giant Goldman Sachs $6 million for failing to submit accurate information in its blue sheets. Blue ...
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