Filing compliance solutions help RIAs manage and automate regulatory tasks. From ADV filings and compliance calendars to document storage and audit preparation, these platforms ensure that firms meet ...

Compliance is a fundamental part of an RIA’s operations. It’s not something your firm can choose to do or not do as non-compliance can lead to significant financial and legal penalties. But compliance ...

Software by tec4U-Solutions digitizes sustainability and compliance in the supply chain for easy communication & compliant ...

Software programs can help registered investment advisors and financial advisors run their businesses more efficiently. From tracking and analyzing data to generating reports to financial planning, ...

On Wednesday, Intapp, a provider of cloud software for law firms, acquired cloud-based employee compliance software solution provider Paragon Data Labs. A new offering from Intapp, called Employee ...

OMAHA, Neb. & ATLANTA--(BUSINESS WIRE)--End-to-end wealthtech powerhouse Orion Advisor Solutions is strengthening its compliance technology offering for clients by acquiring BasisCode Compliance, LLC, ...

Real estate reporter Jeff Andrews sat down with Ocusell founder Hayden Rieveschl to talk about artificial intelligence and compliance software in a post-settlement environment. This interview has been ...

Austin, Texas, March 05, 2024 (GLOBE NEWSWIRE) -- Red Oak Compliance Solutions, a leader in comprehensive intelligent compliance software solutions, today announced its acquisition of SiteQuest ...

SitusAMC Holdings Corp., a provider of services and technologies to the real estate finance industry, acquired LogicEase Solutions Inc., the parent company of residential regulatory compliance ...

Automotive industry M&A activity continued on Wednesday with an announcement indicating KPA has acquired ComplyNet. KPA, a provider of environmental health, and safety (EHS) as well as F&I solutions, ...

The core mission of healthcare technology is to bring simplicity and safety to patients, providers, and staff. Yet in the realm of compliance, the landscape grows increasingly complex. Compliance ...