After a 10-year long consultation process, the Canadian Securities Administrators (CSA) have published Multilateral Instrument 93-101 – Derivatives: Business Conduct (Rule), a core regulation ...
The Ontario Securities Commission (OSC) has finalized its new rule that aims to implement aspects of globally agreed derivatives markets reforms. The OSC Thursday published OSC Rule 91-506 Derivatives ...
The U.S. Securities and Exchange Commission (the “SEC”) recently adopted new rules and rule and form amendments under the Investment Company Act of 1940 (the “1940 Act”) relating to, among other ...
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