A complaint was recently filed by 18 state attorneys general and the DeFi Education Fund against the US Securities and Exchange Commission (SEC), alleging that the agency is exceeding its authority by ...

Partners at Blank Rome and Jones Day have taken leadership positions at the SEC's enforcement division, while several agency ...

A group of Republican state attorneys general has sued the Securities and Exchange Commission over the agency’s regulatory approach toward digital assets. The lawsuit was filed late Thursday with a ...

McGranahan also served nine years at BlackRock as managing director, M&A counsel and corporate secretary. He began his career ...

The New York State Attorney General asked the U.S. Securities and Exchange Commission to openly declare Ethereum's ether ETH $3,332.03 was a security, not a commodity, during the state's prosecution ...

It is hard to imagine that there is a brokerage or advisory compliance official or c-suite executive who hasn’t had at least one sleepless night worrying about whether or not their firm would pass ...

Former SEC attorneys are warning dual-registrant brokerage firms to brace for a crackdown over their recommendation of more expensive brokerage accounts—enforcement they say may rival the regulator’s ...

The US Securities and Exchange Commission (SEC) is backing away, one by one, from the volley of lawsuits and investigations it brought against cryptocurrency businesses under the Joe Biden ...

Enforcement defense attorneys are sensing what they interpret to be a welcome shift in the Securities and Exchange Commission's posture toward investigative file access, and that shift involves a ...

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