Why Take the Series 66 Exam? Why Take the Series 63 Exam? Feeling overwhelmed by securities licensing exams? You’re not alone. With so many Series options, it can be tough to decide which one aligns ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

High career potential, regulatory knowledge, and the ability to provide investment advice—these are just some of the benefits of becoming an investment adviser representative. But before you can take ...

The Series 66 license is required to work as an investment advisor in the United States. To obtain it, you must pass a rigorous exam covering methods of delivering investment advice and other topics.

If you want to register both as an investment adviser representative and a securities agent, the Series 66 license is a must. This credential covers state law, investment principles, and ethical ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

The fee for the Series 65, Uniform Investment Adviser Law Examination, is being increased to $155 from $135 effective June 1, the North American Securities Administrators Association announced ...

There's good news and bad news for planners seeking state registration as advisors with the North American Securities Administrators Association. Processing Content The good: The NASAA is reducing the ...